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Edward Jones Settles Multistate Investigation into Commissions and Supervisory Procedures

New Jersey AG Matthew Platkin has settled with Edward D. Jones & Co., L.P., as part of a multistate investigation that included 14 states and the North American Securities Administrators Association, over allegations that the broker-dealer overcharged customers and failed to adequately supervise its financial professionals when moving commission-based brokerage accounts to fee-based investment advisory…

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ICYMI: Anticipating Shifts in Federal and State Regulation in 2025

In a webinar hosted on January 14, 2025,  the Cozen O’Connor State AG Group, in partnership with the U.S. Chamber of Commerce Institute for Legal Reform, discussed the impacts of new federal agency leadership and the role of state attorneys general as regulators and enforcers, with a particular focus on four critical sectors: financial services,…

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CFPB Finalizes Rule to Limit Impact of Medical Debt on Credit Reporting

The CFPB has finalized a rule amending regulations under the Fair Credit Reporting Act to address the use and reporting of medical information in credit decisions. The Prohibition on Creditors and Consumer Reporting Agencies Concerning Medical Information (Regulation V) final rule removes an exception that previously allowed lenders to use medical debt information in credit eligibility…

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Technology and Data at the Forefront of 2024 NAAG Capital Forum Discussions

Between December 9 and 11, 2024, the National Association of Attorneys General (NAAG) held its annual Capital Forum in Washington, D.C. State AGs, AGs-elect, AG office staff, and private sector attendees heard from federal executive branch leaders and discussed issues of shared state and national importance.

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Republican AGs Counter Latest Student Loan Repayment Relief Efforts

A group of 23 Republican AGs, led by Missouri AG Andrew Bailey and Kansas AG Kris Kobach, wrote a letter to the Secretary of the U.S. Department of Education (ED) expressing opposition to the ED’s Proposed Rule which would give it authority to grant hardship waivers of certain student loan debts.

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