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Democratic AGs Support Law Firms Subject to Executive Orders

A group of 21 Democratic AGs filed amicus briefs in two cases pending in the U.S. District Court for the District of Columbia in support of law firms challenging President Trump’s Executive Orders imposing sanctions against them. In their briefs, the AGs argue that the Orders—which require federal contractors to disclose any business they do with the…

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California and New Jersey Release AI-Related Advisories and Guidance

In a continuation of the trend of artificial intelligence becoming a regulatory focal point, California AG Rob Bonta issued legal advisories on the application of California law to AI, while New Jersey AG Matthew Platkin announced the creation of a Civil Rights Innovation Lab and new guidance on algorithmic discrimination. California AG Rob Bonta’s first…

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Edward Jones Settles Multistate Investigation into Commissions and Supervisory Procedures

New Jersey AG Matthew Platkin has settled with Edward D. Jones & Co., L.P., as part of a multistate investigation that included 14 states and the North American Securities Administrators Association, over allegations that the broker-dealer overcharged customers and failed to adequately supervise its financial professionals when moving commission-based brokerage accounts to fee-based investment advisory…

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